Unclaimed Profile

William John Roth

BERNARDO WEALTH PLANNING, LLC·HARLEYSVILLE, Pennsylvania

SIE, Series 6, Series 7, Series 24, Series 66, Series 87CFAClean record21 years registeredBERNARDO WEALTH PLANNING, LLC

464 MAIN STREET, HARLEYSVILLE, PA 19438CRD# 4315166Firm CRD# 288705

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William John Roth · HARLEYSVILLE, PA

Registration

CRD #4315166 · BERNARDO WEALTH PLANNING, LLC · 21 years registered

Brand Profile

Not yet started

Career History

CLEARVIEW PORTFOLIO CONSULTING LLC

Jul 2019 – present

BERNARDO WEALTH PLANNING, LLC

Sep 2017 – Apr 2019

HARLEYSVILLE, PA

PLATINUM WEALTH PARTNERS

Aug 2016 – Nov 2017

Skippack, PA

THE CENTURION GROUP, LLC

Nov 2014 – May 2016

PLYMOUTH MEETING, PA

CENTURION ASSET MANAGEMENT, LLC

Sep 2013 – May 2016

PLYMOUTH MEETING, PA

LPL FINANCIAL LLC

Sep 2013 – Sep 2013

PLYMOUTH MEETING, PA

CAPITAL ANALYSTS, INC

Jun 2012 – Sep 2013

WEST CONSHOHOCKEN, PA

LINCOLN INVESTMENT PLANNING, INC

Jun 2012 – Sep 2013

WYNCOTE, PA

CAPITAL ANALYSTS INCORPORATED

Apr 2008 – Jun 2012

WEST CONSHOHOCKEN, PA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jun 2005 – Apr 2008

PENNINGTON, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 66

Series 87

Registration record

First registered · June 16, 2005

Years registered · 21

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BERNARDO WEALTH PLANNING, LLC

CRD 288705 · SEC 801-110661

AUM

$610M

Regulatory assets under management

Employees

1,858 client accounts

Services offered by BERNARDO WEALTH PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BERNARDO WEALTH PLANNING, LLC →

Introduction

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Frequently Asked Questions

What services does William John Roth offer?

William John Roth specializes in Financial Planning, Investment Management. Contact their office in HARLEYSVILLE, Pennsylvania for a consultation.

What are William John Roth's credentials?

William John Roth holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is William John Roth located?

William John Roth is based in HARLEYSVILLE, Pennsylvania, working with BERNARDO WEALTH PLANNING, LLC. Their office serves clients in the HARLEYSVILLE metropolitan area and surrounding communities.

How does William John Roth charge for services?

William John Roth's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BERNARDO WEALTH PLANNING, LLC?

BERNARDO WEALTH PLANNING, LLC has approximately 10 employees and manages $610M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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