Unclaimed Profile

Sean Mark Roberts

ASSET PLANNING SERVICES LTD.·HARLEYSVILLE, Pennsylvania

Series 7, Series 63, Series 65Clean record29 years registeredASSET PLANNING SERVICES LTD.

162 MAIN STREET, HARLEYSVILLE, PA 19438CRD# 2186477Firm CRD# 105727

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sean Mark Roberts · HARLEYSVILLE, PA

Registration

CRD #2186477 · ASSET PLANNING SERVICES LTD. · 29 years registered

Brand Profile

Not yet started

Career History

WESCOTT FINANCIAL ADVISORY GROUP LLC

Jan 2022 – present

ASSET PLANNING SERVICES LTD.

Oct 1996 – Dec 2021

HARLEYSVILLE, PA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · October 25, 1996

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASSET PLANNING SERVICES LTD.

CRD 105727 · SEC 801-30830

AUM

$816M

Regulatory assets under management

Employees

1,255 client accounts

Services offered by ASSET PLANNING SERVICES LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ASSET PLANNING SERVICES LTD. →

Introduction

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Frequently Asked Questions

What services does Sean Mark Roberts offer?

Sean Mark Roberts specializes in Financial Planning, Investment Management. Contact their office in HARLEYSVILLE, Pennsylvania for a consultation.

What are Sean Mark Roberts's credentials?

Sean Mark Roberts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sean Mark Roberts located?

Sean Mark Roberts is based in HARLEYSVILLE, Pennsylvania, working with ASSET PLANNING SERVICES LTD.. Their office serves clients in the HARLEYSVILLE metropolitan area and surrounding communities.

How does Sean Mark Roberts charge for services?

Sean Mark Roberts's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASSET PLANNING SERVICES LTD.?

ASSET PLANNING SERVICES LTD. has approximately 18 employees and manages $816M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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