Unclaimed Profile

Peter James Roland

P. J. ROLAND, LTD.·HARLEYSVILLE, Pennsylvania

Series 6, Series 7, Series 22, Series 63Clean record35 years registeredP. J. ROLAND, LTD.

484 HARLEYSVILLE PIKE, HARLEYSVILLE, PA 19438CRD# 1726474Firm CRD# 109557

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Peter James Roland · HARLEYSVILLE, PA

Registration

CRD #1726474 · P. J. ROLAND, LTD. · 35 years registered

Brand Profile

Not yet started

Career History

SUMMIT FINANCIAL, LLC

Jul 2024 – present

CANON CAPITAL INVESTMENT ADVISORY

Aug 1991 – Aug 2024

HARLEYSVILLE, PA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 63

Registration record

First registered · August 9, 1991

Years registered · 35

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

P. J. ROLAND, LTD.

CRD 109557 · SEC 801-56000

AUM

$210M

Regulatory assets under management

Employees

1,088 client accounts

Services offered by P. J. ROLAND, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at P. J. ROLAND, LTD. →

Introduction

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Frequently Asked Questions

What services does Peter James Roland offer?

Peter James Roland specializes in Financial Planning, Investment Management. Contact their office in HARLEYSVILLE, Pennsylvania for a consultation.

What are Peter James Roland's credentials?

Peter James Roland is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Peter James Roland located?

Peter James Roland is based in HARLEYSVILLE, Pennsylvania, working with P. J. ROLAND, LTD.. Their office serves clients in the HARLEYSVILLE metropolitan area and surrounding communities.

How does Peter James Roland charge for services?

Peter James Roland's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is P. J. ROLAND, LTD.?

P. J. ROLAND, LTD. has approximately 7 employees and manages $210M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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