Unclaimed Profile

Roger Small

P. J. ROLAND, LTD.·HARLEYSVILLE, Pennsylvania

Series 2, Series 65Clean record30 years registeredP. J. ROLAND, LTD.

484 HARLEYSVILLE PIKE, HARLEYSVILLE, PA 19438CRD# 2678611Firm CRD# 109557

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Roger Small · HARLEYSVILLE, PA

Registration

CRD #2678611 · P. J. ROLAND, LTD. · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: P. J. ROLAND, LTD.

CANON CAPITAL INVESTMENT ADVISORY

May 1996 – Aug 2024

HARLEYSVILLE, PA

Registrations & Exams

FINRA examinations passed

Series 2

Series 65

Registration record

First registered · May 24, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

P. J. ROLAND, LTD.

CRD 109557 · SEC 801-56000

AUM

$210M

Regulatory assets under management

Employees

1,088 client accounts

Services offered by P. J. ROLAND, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at P. J. ROLAND, LTD. →

Introduction

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Frequently Asked Questions

What services does Roger Small offer?

Roger Small specializes in Financial Planning, Investment Management.

What are Roger Small's credentials?

Roger Small is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Roger Small located?

Roger Small is based in HARLEYSVILLE, Pennsylvania, last registered with P. J. ROLAND, LTD..

How does Roger Small charge for services?

Roger Small's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is P. J. ROLAND, LTD.?

P. J. ROLAND, LTD. has approximately 7 employees and manages $210M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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