Unclaimed Profile

Jamie Marie Carroll

NORTHWEST CAPITAL MANAGEMENT INC·LAKE OSWEGO, Oregon

SIE, Series 6, Series 7, Series 63, Series 66CFPClean record18 years registeredNORTHWEST CAPITAL MANAGEMENT INC

1 CENTERPOINTE DRIVE, LAKE OSWEGO, OR 97035CRD# 4592870Firm CRD# 108091

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jamie Marie Carroll · LAKE OSWEGO, OR

Registration

CRD #4592870 · NORTHWEST CAPITAL MANAGEMENT INC · 18 years registered

Brand Profile

Not yet started

Career History

CWM, LLC

Apr 2013 – present

CETERA ADVISOR NETWORKS LLC

Jan 2017 – Jan 2017

AMARILLO, TX

PINNACLE FINANCIAL GROUP

Mar 2012 – Oct 2013

AMARILLO, TX

LPL FINANCIAL LLC

Feb 2008 – Oct 2015

AMARILLO, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · February 15, 2008

Years registered · 18

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHWEST CAPITAL MANAGEMENT INC

CRD 108091 · SEC 801-56420

AUM

$6.9B

Regulatory assets under management

Employees

1,409 client accounts

Services offered by NORTHWEST CAPITAL MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NORTHWEST CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Jamie Marie Carroll offer?

Jamie Marie Carroll specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAKE OSWEGO, Oregon for a consultation.

What are Jamie Marie Carroll's credentials?

Jamie Marie Carroll holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Jamie Marie Carroll located?

Jamie Marie Carroll is based in LAKE OSWEGO, Oregon, working with NORTHWEST CAPITAL MANAGEMENT INC. Their office serves clients in the LAKE OSWEGO metropolitan area and surrounding communities.

How does Jamie Marie Carroll charge for services?

Jamie Marie Carroll's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHWEST CAPITAL MANAGEMENT INC?

NORTHWEST CAPITAL MANAGEMENT INC has approximately 17 employees and manages $6.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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