Unclaimed Profile

Frederick Joseph Payne

NORTHWEST CAPITAL MANAGEMENT INC·LAKE OSWEGO, Oregon

Series 3, Series 6, Series 7, Series 22, Series 24, Series 63, Series 6528 years registeredNORTHWEST CAPITAL MANAGEMENT INC

1 CENTERPOINTE DRIVE, LAKE OSWEGO, OR 97035CRD# 1290237Firm CRD# 108091

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frederick Joseph Payne · LAKE OSWEGO, OR

Registration

CRD #1290237 · NORTHWEST CAPITAL MANAGEMENT INC · 28 years registered

Brand Profile

Not yet started

Career History

SWIFTWATER CAPITAL

Feb 2025 – present

CWM, LLC

Jun 2023 – Jul 2025

Lake Oswego, OR

NORTHWEST CAPITAL MANAGEMENT INC.

Feb 2018 – Jul 2025

LAKE OSWEGO, OR

HARBOUR INVESTMENT MANAGEMENT L.L.C.

Aug 2017 – Jan 2019

EDMONDS, WA

NORTHWEST CAPITAL MANAGEMENT INC.

Jun 1998 – Dec 2017

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

Series 3

Series 6

Series 7

Series 22

Series 24

Series 63

Series 65

Registration record

First registered · June 1, 1998

Years registered · 28

Disclosure History

1981Civil Bond

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NORTHWEST CAPITAL MANAGEMENT INC

CRD 108091 · SEC 801-56420

AUM

$6.9B

Regulatory assets under management

Employees

1,409 client accounts

Services offered by NORTHWEST CAPITAL MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NORTHWEST CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Frederick Joseph Payne offer?

Frederick Joseph Payne specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAKE OSWEGO, Oregon for a consultation.

What are Frederick Joseph Payne's credentials?

Frederick Joseph Payne is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frederick Joseph Payne located?

Frederick Joseph Payne is based in LAKE OSWEGO, Oregon, working with NORTHWEST CAPITAL MANAGEMENT INC. Their office serves clients in the LAKE OSWEGO metropolitan area and surrounding communities.

How does Frederick Joseph Payne charge for services?

Frederick Joseph Payne's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHWEST CAPITAL MANAGEMENT INC?

NORTHWEST CAPITAL MANAGEMENT INC has approximately 17 employees and manages $6.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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