Unclaimed Profile

Chingyee Ellen Kim

RAIN CAPITAL MANAGEMENT, LLC·LAKE OSWEGO, Oregon

Series 7, Series 31, Series 66Clean record23 years registeredRAIN CAPITAL MANAGEMENT, LLC

525 3RD STREET, LAKE OSWEGO, OR 97034CRD# 4221752Firm CRD# 158996

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Chingyee Ellen Kim · LAKE OSWEGO, OR

Registration

CRD #4221752 · RAIN CAPITAL MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

ROBERTSON STEPHENS

Jul 2024 – present

RAIN CAPITAL MANAGEMENT

Jul 2013 – Aug 2024

LAKE OSWEGO, OR

PACIFIC INVESTMENT ADVISORS LLC

Oct 2002 – Jan 2008

PORTLAND, OR

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 66

Registration record

First registered · October 25, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RAIN CAPITAL MANAGEMENT, LLC

CRD 158996 · SEC 801-72744

AUM

$379M

Regulatory assets under management

Employees

681 client accounts

Services offered by RAIN CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RAIN CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Chingyee Ellen Kim offer?

Chingyee Ellen Kim specializes in Financial Planning, Investment Management. Contact their office in LAKE OSWEGO, Oregon for a consultation.

What are Chingyee Ellen Kim's credentials?

Chingyee Ellen Kim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Chingyee Ellen Kim located?

Chingyee Ellen Kim is based in LAKE OSWEGO, Oregon, working with RAIN CAPITAL MANAGEMENT, LLC. Their office serves clients in the LAKE OSWEGO metropolitan area and surrounding communities.

How does Chingyee Ellen Kim charge for services?

Chingyee Ellen Kim's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RAIN CAPITAL MANAGEMENT, LLC?

RAIN CAPITAL MANAGEMENT, LLC has approximately 6 employees and manages $379M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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