Unclaimed Profile

Scott Alan Rhodes

NORTHWEST CAPITAL MANAGEMENT INC·LAKE OSWEGO, Oregon

Series 6, Series 63, Series 65Clean record27 years registeredNORTHWEST CAPITAL MANAGEMENT INC

1 CENTERPOINTE DRIVE, LAKE OSWEGO, OR 97035CRD# 1389335Firm CRD# 108091

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Alan Rhodes · LAKE OSWEGO, OR

Registration

CRD #1389335 · NORTHWEST CAPITAL MANAGEMENT INC · 27 years registered

Brand Profile

Not yet started

Career History

CWM, LLC

Jun 2023 – present

NORTHWEST CAPITAL MANAGEMENT INC.

Aug 2017 – present

HARBOUR INVESTMENT MANAGEMENT L.L.C.

Mar 2018 – Jan 2019

EDMONDS, WA

KUTSCHER RHODES & BENNER, INC.

Jun 1999 – Apr 2017

SEATTLE, WA

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · June 18, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHWEST CAPITAL MANAGEMENT INC

CRD 108091 · SEC 801-56420

AUM

$6.9B

Regulatory assets under management

Employees

1,409 client accounts

Services offered by NORTHWEST CAPITAL MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NORTHWEST CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Scott Alan Rhodes offer?

Scott Alan Rhodes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAKE OSWEGO, Oregon for a consultation.

What are Scott Alan Rhodes's credentials?

Scott Alan Rhodes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Alan Rhodes located?

Scott Alan Rhodes is based in LAKE OSWEGO, Oregon, working with NORTHWEST CAPITAL MANAGEMENT INC. Their office serves clients in the LAKE OSWEGO metropolitan area and surrounding communities.

How does Scott Alan Rhodes charge for services?

Scott Alan Rhodes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHWEST CAPITAL MANAGEMENT INC?

NORTHWEST CAPITAL MANAGEMENT INC has approximately 17 employees and manages $6.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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