Unclaimed Profile

Brent Jameson Petty

NORTHWEST CAPITAL MANAGEMENT INC·LAKE OSWEGO, Oregon

Series 6, Series 7, Series 63, Series 65Clean record23 years registeredNORTHWEST CAPITAL MANAGEMENT INC

1 CENTERPOINTE DRIVE, LAKE OSWEGO, OR 97035CRD# 4033087Firm CRD# 108091

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brent Jameson Petty · LAKE OSWEGO, OR

Registration

CRD #4033087 · NORTHWEST CAPITAL MANAGEMENT INC · 23 years registered

Brand Profile

Not yet started

Career History

CWM, LLC

Jun 2023 – present

NORTHWEST CAPITAL MANAGEMENT INC.

Jun 2005 – present

ARNERICH MASSENA & ASSOCIATES, INC

Sep 2003 – Jul 2005

PORTLAND, OR

ICMA RETIREMENT CORP

Oct 2002 – Sep 2003

WASHINGTON, DC

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · October 7, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NORTHWEST CAPITAL MANAGEMENT INC

CRD 108091 · SEC 801-56420

AUM

$6.9B

Regulatory assets under management

Employees

1,409 client accounts

Services offered by NORTHWEST CAPITAL MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NORTHWEST CAPITAL MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Brent Jameson Petty offer?

Brent Jameson Petty specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LAKE OSWEGO, Oregon for a consultation.

What are Brent Jameson Petty's credentials?

Brent Jameson Petty is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brent Jameson Petty located?

Brent Jameson Petty is based in LAKE OSWEGO, Oregon, working with NORTHWEST CAPITAL MANAGEMENT INC. Their office serves clients in the LAKE OSWEGO metropolitan area and surrounding communities.

How does Brent Jameson Petty charge for services?

Brent Jameson Petty's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NORTHWEST CAPITAL MANAGEMENT INC?

NORTHWEST CAPITAL MANAGEMENT INC has approximately 17 employees and manages $6.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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