Unclaimed Profile

Carol Blade Yochem

FIRST CITIZENS INVESTOR SERVICES, INC.·RALEIGH, North Carolina

SIE, Series 7, Series 63, Series 66Clean record24 years registeredFIRST CITIZENS INVESTOR SERVICES, INC.

4300 SIX FORKS ROAD, RALEIGH, NC 27609CRD# 1254414Firm CRD# 44430

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Carol Blade Yochem · RALEIGH, NC

Registration

CRD #1254414 · FIRST CITIZENS INVESTOR SERVICES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

LPL FINANCIAL LLC

Aug 2025 – present

FIRST HORIZON ADVISORS, INC

Jan 2015 – Aug 2025

NASHVILLE, TN

TD PRIVATE CLIENT WEALTH LLC

Jun 2013 – Feb 2014

GREENVILLE, SC

IRONSTONE SECURITIES, INC.

Feb 2008 – Apr 2009

RALEIGH, NC

FIRST CITIZENS INVESTOR SERVICES, INC.

Oct 2005 – Jun 2012

RALEIGH, NC

SUNTRUST INVESTMENT SERVICES, INC.

Jul 2002 – Sep 2005

NASHVILLE, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · July 11, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD 44430 · SEC 801-57302

AUM

$1.7B

Regulatory assets under management

Employees

235

6,086 client accounts

Services offered by FIRST CITIZENS INVESTOR SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIRST CITIZENS INVESTOR SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Carol Blade Yochem offer?

Carol Blade Yochem specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in RALEIGH, North Carolina for a consultation.

What are Carol Blade Yochem's credentials?

Carol Blade Yochem is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Carol Blade Yochem located?

Carol Blade Yochem is based in RALEIGH, North Carolina, working with FIRST CITIZENS INVESTOR SERVICES, INC.. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.

How does Carol Blade Yochem charge for services?

Carol Blade Yochem's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST CITIZENS INVESTOR SERVICES, INC.?

FIRST CITIZENS INVESTOR SERVICES, INC. has approximately 235 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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