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TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
NEW YORK, New York
·
10 registered advisors
·
CRD# 164484
SEC# 801-77771
39
877-703-9896
01
Firm Overview
AUM
$4.8B
Regulatory assets under management
Employees
637
Total firm employees
Advisors
10
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Market timing services
Charitable organization or education services
Compensation
Percentage of AUM
03
Specialties
Financial Planning
Investment Management
Wealth Management
Fee-Only Advisory
04
Advisors at TD PRIVATE CLIENT WEALTH LLC
10 registered advisors
Alan J Chabot
NEW YORK, New York
CRD# 2617874
Frank John Tripodi
NEW YORK, New York
CRD# 1593106
James Henry Jr. Beam
NEW YORK, New York
CRD# 4274924
Jeffrey Joseph Rodrigues Sundram
NEW YORK, New York
CRD# 6191294
John Louis Iii Schautz
NEW YORK, New York
CRD# 1430568
Jorge Luis Ortiz
NEW YORK, New York
CRD# 2725922
Kenneth Gerard Thompson
NEW YORK, New York
CRD# 1510315
Kevin Keith Wilson
NEW YORK, New York
CRD# 5437711
Markella Mihalios
NEW YORK, New York
CRD# 6684275
Richard Seth Rosenthal
NEW YORK, New York
CRD# 1670035
05
Office Locations
NEW YORK, New York
10 advisors
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Data sourced from SEC Form ADV filings. TD PRIVATE CLIENT WEALTH LLC (CRD# 164484) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.