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Robert Leslie Worthington

HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC·RALEIGH, North Carolina
Clean recordHATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC
8540 COLONNADE CENTER DRIVE, SUITE 401, RALEIGH, NC 27615CRD# 1780243Firm CRD# 143805

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Leslie Worthington · RALEIGH, NC
Registration
CRD #1780243 · HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Robert Leslie Worthington is a registered financial advisor based in RALEIGH, North Carolina, affiliated with HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Institutional Investors
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC
HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC
AUM
$88M
Regulatory assets under management
Employees
40
Total firm employees
View all advisors at HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC →
Services
Portfolio management (pooled investments)
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 1780243
Firm CRD# 143805
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Robert Leslie Worthington offer?
Robert Leslie Worthington specializes in Investment Management, Retirement Planning. Contact their office in RALEIGH, North Carolina for a consultation.
What are Robert Leslie Worthington's credentials?
Robert Leslie Worthington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Leslie Worthington located?
Robert Leslie Worthington is based in RALEIGH, North Carolina, working with HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.
How does Robert Leslie Worthington charge for services?
Robert Leslie Worthington's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC?
HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC has approximately 40 employees and manages $88M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC

Keith Campbell Nelson
RALEIGH, NC

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Research
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