Unclaimed Profile

Robert Leslie Worthington

HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC·RALEIGH, North Carolina

SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record22 years registeredHATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC

8540 COLONNADE CENTER DRIVE, SUITE 401, RALEIGH, NC 27615CRD# 1780243Firm CRD# 143805

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Leslie Worthington · RALEIGH, NC

Registration

CRD #1780243 · HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC

HATTERAS FUNDS, LP

Jul 2014 – Mar 2016

RALEIGH, NC

HATTERAS INVESTMENT PARTNERS LLC

Feb 2007 – Jul 2014

RALEIGH, NC

JPMORGAN ASSET MANAGEMENT

Apr 2004 – Aug 2007

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · April 22, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC

CRD 143805 · SEC 801-68363

AUM

$88M

Regulatory assets under management

Employees

6 client accounts

Services offered by HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Leslie Worthington offer?

Robert Leslie Worthington specializes in Investment Management, Retirement Planning.

What are Robert Leslie Worthington's credentials?

Robert Leslie Worthington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Leslie Worthington located?

Robert Leslie Worthington is based in RALEIGH, North Carolina, last registered with HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC.

How does Robert Leslie Worthington charge for services?

Robert Leslie Worthington's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC?

HATTERAS CAPITAL INVESTMENT MANAGEMENT, LLC has approximately 40 employees and manages $88M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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