Unclaimed Profile

Keith William Walker

FIRST CITIZENS INVESTOR SERVICES, INC.·RALEIGH, North Carolina

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 66Clean record24 years registeredFIRST CITIZENS INVESTOR SERVICES, INC.

100 E TRYON ROAD, RALEIGH, NC 27603CRD# 2690232Firm CRD# 44430

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Keith William Walker · RALEIGH, NC

Registration

CRD #2690232 · FIRST CITIZENS INVESTOR SERVICES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIRST CITIZENS INVESTOR SERVICES, INC.

TD PRIVATE CLIENT WEALTH LLC

Mar 2021 – Jul 2024

Greenville, SC

SANTANDER SECURITIES

Jul 2016 – Mar 2021

Florham Park, NJ

FIRST CITIZENS INVESTOR SERVICES, INC.

Jun 2004 – Jun 2016

RALEIGH, NC

BB&T INVESTMENT SERVICES, INC.

May 2002 – Jun 2004

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 66

Registration record

First registered · May 3, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD 44430 · SEC 801-57302

AUM

$1.7B

Regulatory assets under management

Employees

235

6,086 client accounts

Services offered by FIRST CITIZENS INVESTOR SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIRST CITIZENS INVESTOR SERVICES, INC. →

Introduction

Speak with Keith William

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Keith William is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RALEIGH?

Browse all registered financial advisors in RALEIGH, North Carolina or claim this profile if it's yours.

Browse RALEIGH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Keith William Walker offer?

Keith William Walker specializes in Financial Planning, Investment Management, Wealth Management.

What are Keith William Walker's credentials?

Keith William Walker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Keith William Walker located?

Keith William Walker is based in RALEIGH, North Carolina, last registered with FIRST CITIZENS INVESTOR SERVICES, INC..

How does Keith William Walker charge for services?

Keith William Walker's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST CITIZENS INVESTOR SERVICES, INC.?

FIRST CITIZENS INVESTOR SERVICES, INC. has approximately 235 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →