Unclaimed Profile

John Frederick Nash

MID-ATLANTIC SECURITIES, INC.·RALEIGH, North Carolina

SIE, Series 5, Series 7, Series 8, Series 9, Series 10, Series 24, Series 52TO, Series 53, Series 63, Series 65, Series 99TO25 years registeredMID-ATLANTIC SECURITIES, INC.

4001 BARRETT DRIVE, RALEIGH, NC 27609CRD# 857426Firm CRD# 18836

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Frederick Nash · RALEIGH, NC

Registration

CRD #857426 · MID-ATLANTIC SECURITIES, INC. · 25 years registered

Brand Profile

Not yet started

Career History

LEVEL FOUR ADVISORY SERVICES

Jan 2026 – present

MAI CORPORATION

Mar 2001 – Jun 2004

RALEIGH, NC

Registrations & Exams

FINRA examinations passed

SIE

Series 5

Series 7

Series 8

Series 9

Series 10

Series 24

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · March 26, 2001

Years registered · 25

Disclosure History

1997Customer Dispute·Settled

1996Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MID-ATLANTIC SECURITIES, INC.

CRD 18836 · SEC 801-112068

AUM

$380M

Regulatory assets under management

Employees

949 client accounts

Services offered by MID-ATLANTIC SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MID-ATLANTIC SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does John Frederick Nash offer?

John Frederick Nash specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in RALEIGH, North Carolina for a consultation.

What are John Frederick Nash's credentials?

John Frederick Nash is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Frederick Nash located?

John Frederick Nash is based in RALEIGH, North Carolina, working with MID-ATLANTIC SECURITIES, INC.. Their office serves clients in the RALEIGH metropolitan area and surrounding communities.

How does John Frederick Nash charge for services?

John Frederick Nash's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MID-ATLANTIC SECURITIES, INC.?

MID-ATLANTIC SECURITIES, INC. has approximately 25 employees and manages $380M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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