Unclaimed Profile

David Lee Jr Zimmerman

FIRST CITIZENS INVESTOR SERVICES, INC.·RALEIGH, North Carolina

SIE, Series 3, Series 5, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65Clean record22 years registeredFIRST CITIZENS INVESTOR SERVICES, INC.

100 E TRYON ROAD, RALEIGH, NC 27603CRD# 1406231Firm CRD# 44430

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lee Jr Zimmerman · RALEIGH, NC

Registration

CRD #1406231 · FIRST CITIZENS INVESTOR SERVICES, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FIRST CITIZENS INVESTOR SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Oct 2021 – Dec 2022

Glen Allen, VA

FIRST CITIZENS INVESTOR SERVICES, INC.

Jan 2016 – Nov 2019

CHARLOTTE, NC

WELLS FARGO ADVISORS, LLC

Jan 2011 – Jan 2016

LOS ANGELES, CA

WELLS FARGO INVESTMENTS, LLC

Feb 2004 – Jan 2011

BEVERLY HILLS, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · February 11, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIRST CITIZENS INVESTOR SERVICES, INC.

CRD 44430 · SEC 801-57302

AUM

$1.7B

Regulatory assets under management

Employees

235

6,086 client accounts

Services offered by FIRST CITIZENS INVESTOR SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIRST CITIZENS INVESTOR SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does David Lee Jr Zimmerman offer?

David Lee Jr Zimmerman specializes in Financial Planning, Investment Management, Wealth Management.

What are David Lee Jr Zimmerman's credentials?

David Lee Jr Zimmerman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Lee Jr Zimmerman located?

David Lee Jr Zimmerman is based in RALEIGH, North Carolina, last registered with FIRST CITIZENS INVESTOR SERVICES, INC..

How does David Lee Jr Zimmerman charge for services?

David Lee Jr Zimmerman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST CITIZENS INVESTOR SERVICES, INC.?

FIRST CITIZENS INVESTOR SERVICES, INC. has approximately 235 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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