Unclaimed Profile

Shannon Elaine Hull

WESTEND ADVISORS, LLC·CHARLOTTE, North Carolina

SIE, Series 7, Series 7TO, Series 8, Series 24, Series 53, Series 63, Series 65Clean record24 years registeredWESTEND ADVISORS, LLC

4064 COLONY ROAD, CHARLOTTE, NC 28211CRD# 1975241Firm CRD# 133279

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Shannon Elaine Hull · CHARLOTTE, NC

Registration

CRD #1975241 · WESTEND ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WESTEND ADVISORS, LLC

WESTEND ADVISORS, LLC

Nov 2011 – Jan 2024

CHARLOTTE, NC

NFP SECURITIES, INC.

Oct 2010 – Oct 2011

CHARLOTTE, NC

RBC CAPITAL MARKETS CORPORATION

Jul 2009 – Oct 2010

CHARLOTTE, NC

JANNEY MONTGOMERY SCOTT LLC

Oct 2007 – Jan 2009

CHARLOTTE, NC

WELLS FARGO INVESTMENTS, LLC

Jan 2006 – Jun 2007

CASPER, WY

POWELLJOHNSON

Nov 2004 – Nov 2004

CHARLOTTE, NC

POWELLJOHNSON

Apr 2003 – Oct 2004

CHARLOTTE, NC

UBS PAINEWEBBER INC.

Dec 2001 – May 2002

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 8

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · December 31, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESTEND ADVISORS, LLC

CRD 133279 · SEC 801-63626

AUM

$1.5B

Regulatory assets under management

Employees

3,525 client accounts

Services offered by WESTEND ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WESTEND ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Shannon Elaine Hull offer?

Shannon Elaine Hull specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Shannon Elaine Hull's credentials?

Shannon Elaine Hull is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Shannon Elaine Hull located?

Shannon Elaine Hull is based in CHARLOTTE, North Carolina, last registered with WESTEND ADVISORS, LLC.

How does Shannon Elaine Hull charge for services?

Shannon Elaine Hull's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTEND ADVISORS, LLC?

WESTEND ADVISORS, LLC has approximately 29 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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