Unclaimed Profile

Joseph Nicholas Dagostino

WESTEND ADVISORS, LLC·CHARLOTTE, North Carolina

SIE, Series 3, Series 5, Series 7, Series 8, Series 15, Series 24, Series 63, Series 65Clean record35 years registeredWESTEND ADVISORS, LLC

4064 COLONY ROAD, CHARLOTTE, NC 28211CRD# 1288016Firm CRD# 133279

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Nicholas Dagostino · CHARLOTTE, NC

Registration

CRD #1288016 · WESTEND ADVISORS, LLC · 35 years registered

Brand Profile

Not yet started

Career History

WESTEND ADVISORS, LLC

Feb 2018 – present

DYNASTY WEALTH MANAGEMENT, LLC

Feb 2022 – Sep 2023

ST. PETERSBURG, FL

MORGAN STANLEY

Jun 2009 – Dec 2012

PURCHASE, NY

LEGG MASON WOOD WALKER INC

Dec 2005 – Feb 2006

NEW YORK, NY

CITIGROUP GLOBAL MARKETS INC.

Jan 1991 – Jun 2009

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 8

Series 15

Series 24

Series 63

Series 65

Registration record

First registered · January 9, 1991

Years registered · 35

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESTEND ADVISORS, LLC

CRD 133279 · SEC 801-63626

AUM

$1.5B

Regulatory assets under management

Employees

3,525 client accounts

Services offered by WESTEND ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WESTEND ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph Nicholas Dagostino offer?

Joseph Nicholas Dagostino specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Joseph Nicholas Dagostino's credentials?

Joseph Nicholas Dagostino is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Nicholas Dagostino located?

Joseph Nicholas Dagostino is based in CHARLOTTE, North Carolina, working with WESTEND ADVISORS, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Joseph Nicholas Dagostino charge for services?

Joseph Nicholas Dagostino's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTEND ADVISORS, LLC?

WESTEND ADVISORS, LLC has approximately 29 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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