Unclaimed Profile

Frederick O. Porter

WESTEND ADVISORS, LLC·CHARLOTTE, North Carolina

Series 7, Series 63Clean record17 years registeredWESTEND ADVISORS, LLC

1001 MOREHEAD SQUARE DRIVE, CHARLOTTE, NC 28203CRD# 5191359Firm CRD# 133279

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frederick O. Porter · CHARLOTTE, NC

Registration

CRD #5191359 · WESTEND ADVISORS, LLC · 17 years registered

Brand Profile

Not yet started

Career History

WESTEND ADVISORS, LLC

Aug 2008 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · August 19, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESTEND ADVISORS, LLC

CRD 133279 · SEC 801-63626

AUM

$1.5B

Regulatory assets under management

Employees

3,525 client accounts

Services offered by WESTEND ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WESTEND ADVISORS, LLC →

Introduction

Speak with Frederick

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Frederick is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CHARLOTTE?

Browse all registered financial advisors in CHARLOTTE, North Carolina or claim this profile if it's yours.

Browse CHARLOTTE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Frederick O. Porter offer?

Frederick O. Porter specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are Frederick O. Porter's credentials?

Frederick O. Porter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frederick O. Porter located?

Frederick O. Porter is based in CHARLOTTE, North Carolina, working with WESTEND ADVISORS, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does Frederick O. Porter charge for services?

Frederick O. Porter's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTEND ADVISORS, LLC?

WESTEND ADVISORS, LLC has approximately 29 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →