Unclaimed Profile

James Andrew Bailey

CARITAS CAPITAL, LLC·CHARLOTTE, North Carolina

Series 7, Series 63, Series 65Clean record14 years registeredCARITAS CAPITAL, LLC

5950 FAIRVIEW ROAD, CHARLOTTE, NC 28210CRD# 2726041Firm CRD# 149970

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Andrew Bailey · CHARLOTTE, NC

Registration

CRD #2726041 · CARITAS CAPITAL, LLC · 14 years registered

Brand Profile

Not yet started

Career History

SAVANT WEALTH MANAGEMENT

Apr 2026 – present

EXENCIAL WEALTH ADVISORS

Jun 2020 – Apr 2026

Enon Valley, PA

WILLINGDON WEALTH MANAGEMENT LLC

Feb 2016 – Jul 2020

Youngstown, OH

PORTFOLIO CAPITAL MANAGEMENT INC

May 2012 – Feb 2016

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · May 4, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARITAS CAPITAL, LLC

CRD 149970 · SEC 801-70811

AUM

$7M

Regulatory assets under management

Employees

1 client accounts

Services offered by CARITAS CAPITAL, LLC

Per Form ADV

Portfolio management (pooled investments)

Client types served by the firm

Per Form ADV

Institutional Investors

View all advisors at CARITAS CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does James Andrew Bailey offer?

James Andrew Bailey specializes in Investment Management, Fee-Only Advisory. Contact their office in CHARLOTTE, North Carolina for a consultation.

What are James Andrew Bailey's credentials?

James Andrew Bailey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Andrew Bailey located?

James Andrew Bailey is based in CHARLOTTE, North Carolina, working with CARITAS CAPITAL, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.

How does James Andrew Bailey charge for services?

James Andrew Bailey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARITAS CAPITAL, LLC?

CARITAS CAPITAL, LLC has approximately 3 employees and manages $7M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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