AdvisorOS Directory
Claim Profile
JB

James Andrew Bailey

CARITAS CAPITAL, LLC·CHARLOTTE, North Carolina
Unclaimed Profile
5950 FAIRVIEW ROAD, CHARLOTTE, NC 28210CRD# 2726041Firm CRD# 149970
01

About

James Andrew Bailey is a registered financial advisor based in CHARLOTTE, North Carolina, affiliated with CARITAS CAPITAL, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Institutional Investors
03

Firm Overview

Firm
CARITAS CAPITAL, LLC
CARITAS CAPITAL, LLC
AUM
$7M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at CARITAS CAPITAL, LLC →
Services
Portfolio management (pooled investments)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2726041
Firm CRD# 149970
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in CHARLOTTE?

Browse all registered financial advisors in CHARLOTTE, North Carolina or claim this profile if it's yours.

Browse CHARLOTTE AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does James Andrew Bailey offer?
James Andrew Bailey specializes in Investment Management, Fee-Only Advisory. Contact their office in CHARLOTTE, North Carolina for a consultation.
What are James Andrew Bailey's credentials?
James Andrew Bailey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Andrew Bailey located?
James Andrew Bailey is based in CHARLOTTE, North Carolina, working with CARITAS CAPITAL, LLC. Their office serves clients in the CHARLOTTE metropolitan area and surrounding communities.
How does James Andrew Bailey charge for services?
James Andrew Bailey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARITAS CAPITAL, LLC?
CARITAS CAPITAL, LLC has approximately 3 employees and manages $7M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at CARITAS CAPITAL, LLC

James William Mccarthy
CHARLOTTE, NC
Marc John Durica
CHARLOTTE, NC
Robert Gregory Fontana
CHARLOTTE, NC
Malcolm Jennings Prochaska
CHARLOTTE, NC

More Advisors in CHARLOTTE, North Carolina

M. Timothy Corbett
BARINGS LLC·CHARLOTTE, NC
Roger William Crandall
BARINGS LLC·CHARLOTTE, NC
Jack Todd Mcminn
WELLS FARGO INVESTMENT INSTITUTE, INC.·CHARLOTTE, NC
Daniel James Mavico
WELLS FARGO INVESTMENT INSTITUTE, INC.·CHARLOTTE, NC
Christopher Kevin Grogan
CAROLINAS WEALTH CONSULTING LLC·CHARLOTTE, NC
Christopher Robert Smith
CAMG SOLAMERE MANAGEMENT, LLC·CHARLOTTE, NC

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in North Carolina
RALEIGH (346)GREENSBORO (123)CHAPEL HILL (112)DURHAM (111)ASHEVILLE (94)WINSTON-SALEM (76)WILMINGTON (48)CARY (30)CORNELIUS (23)MATTHEWS (19)
City Guides
RALEIGH GuideGREENSBORO GuideCHAPEL HILL GuideDURHAM GuideASHEVILLE Guide
Research
Advisor Fees in North CarolinaNational Fee Analysis
Request removal of this profile