Unclaimed Profile

Michael William Goldman

WESTEND ADVISORS, LLC·CHARLOTTE, North Carolina

Series 7, Series 63, Series 65Clean record24 years registeredWESTEND ADVISORS, LLC

1001 MOREHEAD SQUARE DRIVE, CHARLOTTE, NC 28203CRD# 2640560Firm CRD# 133279

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael William Goldman · CHARLOTTE, NC

Registration

CRD #2640560 · WESTEND ADVISORS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: WESTEND ADVISORS, LLC

WESTEND ADVISORS, LLC

Sep 2006 – Sep 2024

CHARLOTTE, NC

POWELLJOHNSON

Nov 2003 – Oct 2004

CHARLOTTE, NC

UBS FINANCIAL SERVICES INC.

Dec 2001 – Nov 2003

CHARLOTTE, NC

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · December 31, 2001

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WESTEND ADVISORS, LLC

CRD 133279 · SEC 801-63626

AUM

$1.5B

Regulatory assets under management

Employees

3,525 client accounts

Services offered by WESTEND ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at WESTEND ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Michael William Goldman offer?

Michael William Goldman specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Michael William Goldman's credentials?

Michael William Goldman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael William Goldman located?

Michael William Goldman is based in CHARLOTTE, North Carolina, last registered with WESTEND ADVISORS, LLC.

How does Michael William Goldman charge for services?

Michael William Goldman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WESTEND ADVISORS, LLC?

WESTEND ADVISORS, LLC has approximately 29 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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