Unclaimed Profile

Eric Andrew Diton

THE WEALTH ALLIANCE, LLC·MELVILLE, New York

SIE, Series 7, Series 31, Series 63, Series 65, Series 66Clean record19 years registeredTHE WEALTH ALLIANCE, LLC

105 BROADHOLLOW ROAD, MELVILLE, NY 11747CRD# 1437621Firm CRD# 305052

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric Andrew Diton · MELVILLE, NY

Registration

CRD #1437621 · THE WEALTH ALLIANCE, LLC · 19 years registered

Brand Profile

Not yet started

Career History

THE WEALTH ALLIANCE, LLC

Jan 2020 – present

MORGAN STANLEY

Nov 2013 – Aug 2019

BOCA RATON, FL

MORGAN STANLEY SMITH BARNEY LLC

Jun 2009 – Dec 2011

BOCA RATON, FL

MORGAN STANLEY & CO. INCORPORATED

Feb 2009 – Jun 2009

MELVILLE, NY

UBS FINANCIAL SERVICES INC.

Sep 2006 – Mar 2009

MELVILLE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 63

Series 65

Series 66

Registration record

First registered · September 12, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE WEALTH ALLIANCE, LLC

CRD 305052 · SEC 801-117251

AUM

$1.7B

Regulatory assets under management

Employees

4,006 client accounts

Services offered by THE WEALTH ALLIANCE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE WEALTH ALLIANCE, LLC →

Introduction

Speak with Eric

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Eric is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MELVILLE?

Browse all registered financial advisors in MELVILLE, New York or claim this profile if it's yours.

Browse MELVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Eric Andrew Diton offer?

Eric Andrew Diton specializes in Financial Planning, Investment Management. Contact their office in MELVILLE, New York for a consultation.

What are Eric Andrew Diton's credentials?

Eric Andrew Diton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eric Andrew Diton located?

Eric Andrew Diton is based in MELVILLE, New York, working with THE WEALTH ALLIANCE, LLC. Their office serves clients in the MELVILLE metropolitan area and surrounding communities.

How does Eric Andrew Diton charge for services?

Eric Andrew Diton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE WEALTH ALLIANCE, LLC?

THE WEALTH ALLIANCE, LLC has approximately 21 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →