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Christopher Philip Mittleman

MITTLEMAN INVESTMENT MANAGEMENT, LLC·MELVILLE, New York
Series 7, Series 24, Series 63, Series 6520 years registeredMITTLEMAN INVESTMENT MANAGEMENT, LLC
105 MAXESS ROAD, MELVILLE, NY 11747CRD# 2078183Firm CRD# 138338

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher Philip Mittleman · MELVILLE, NY
Registration
CRD #2078183 · MITTLEMAN INVESTMENT MANAGEMENT, LLC · 20 years registered
Brand Profile
Not yet started
01

Career History

MITTLEMAN VALUE PARTNERS LLC
Dec 2024 – present
MITTLEMAN BROTHERS INVESTMENT MANAGEMENT
Apr 2006 – Apr 2023
MELVILLE, NY
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · April 20, 2006
Years registered · 20
03

Disclosure History

2023Employment Separation After Allegations
2002Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
MITTLEMAN INVESTMENT MANAGEMENT, LLC
CRD 138338 · SEC 801-65027
AUM
$93M
Regulatory assets under management
Employees
5
170 client accounts
Services offered by MITTLEMAN INVESTMENT MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at MITTLEMAN INVESTMENT MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Christopher Philip Mittleman offer?
Christopher Philip Mittleman specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in MELVILLE, New York for a consultation.
What are Christopher Philip Mittleman's credentials?
Christopher Philip Mittleman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Christopher Philip Mittleman located?
Christopher Philip Mittleman is based in MELVILLE, New York, working with MITTLEMAN INVESTMENT MANAGEMENT, LLC. Their office serves clients in the MELVILLE metropolitan area and surrounding communities.
How does Christopher Philip Mittleman charge for services?
Christopher Philip Mittleman's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MITTLEMAN INVESTMENT MANAGEMENT, LLC?
MITTLEMAN INVESTMENT MANAGEMENT, LLC has approximately 5 employees and manages $93M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MITTLEMAN INVESTMENT MANAGEMENT, LLC

Philip Charles Mittleman
MELVILLE, NY
David Joseph Mittleman
MELVILLE, NY

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