Unclaimed Profile

Mark Stewart Brody

FINANCIAL PLANNING ANALYSTS, LLC·MELVILLE, New York

SIE, Series 7, Series 14, Series 24, Series 51, Series 63, Series 99TO36 years registeredFINANCIAL PLANNING ANALYSTS, LLC

734 WALT WHITMAN RD, MELVILLE, NY 11747CRD# 1475753Firm CRD# 121338

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Stewart Brody · MELVILLE, NY

Registration

CRD #1475753 · FINANCIAL PLANNING ANALYSTS, LLC · 36 years registered

Brand Profile

Not yet started

Career History

FINANCIAL PLANNING ANALYSTS, LLC

Aug 2021 – present

PLANNED FINANCIAL PROGRAMS, INC.

Aug 1990 – present

FINANCIAL PLANNING ANALYSTS, LLC

Mar 2021 – Apr 2021

Melville, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 51

Series 63

Series 99TO

Registration record

First registered · August 1, 1990

Years registered · 36

Disclosure History

2020Customer Dispute·Settled

2009Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FINANCIAL PLANNING ANALYSTS, LLC

CRD 121338 · SEC 801-61351

AUM

$23M

Regulatory assets under management

Employees

41 client accounts

Services offered by FINANCIAL PLANNING ANALYSTS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FINANCIAL PLANNING ANALYSTS, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Stewart Brody offer?

Mark Stewart Brody specializes in Financial Planning, Investment Management. Contact their office in MELVILLE, New York for a consultation.

What are Mark Stewart Brody's credentials?

Mark Stewart Brody is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mark Stewart Brody located?

Mark Stewart Brody is based in MELVILLE, New York, working with FINANCIAL PLANNING ANALYSTS, LLC. Their office serves clients in the MELVILLE metropolitan area and surrounding communities.

How does Mark Stewart Brody charge for services?

Mark Stewart Brody's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL PLANNING ANALYSTS, LLC?

FINANCIAL PLANNING ANALYSTS, LLC has approximately 1 employees and manages $23M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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