Unclaimed Profile

Philip Charles Mittleman

MITTLEMAN INVESTMENT MANAGEMENT, LLC·MELVILLE, New York

Series 7, Series 63, Series 6517 years registeredMITTLEMAN INVESTMENT MANAGEMENT, LLC

105 MAXESS ROAD, MELVILLE, NY 11747CRD# 2005969Firm CRD# 138338

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Philip Charles Mittleman · MELVILLE, NY

Registration

CRD #2005969 · MITTLEMAN INVESTMENT MANAGEMENT, LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MITTLEMAN INVESTMENT MANAGEMENT, LLC

MITTLEMAN INVESTMENT MANAGEMENT, LLC

Jul 2009 – Jun 2020

MELVILLE, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · July 30, 2009

Years registered · 17

Disclosure History

2005Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MITTLEMAN INVESTMENT MANAGEMENT, LLC

CRD 138338 · SEC 801-65027

AUM

$93M

Regulatory assets under management

Employees

170 client accounts

Services offered by MITTLEMAN INVESTMENT MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at MITTLEMAN INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Philip Charles Mittleman offer?

Philip Charles Mittleman specializes in Investment Management, Retirement Planning, Wealth Management.

What are Philip Charles Mittleman's credentials?

Philip Charles Mittleman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Philip Charles Mittleman located?

Philip Charles Mittleman is based in MELVILLE, New York, last registered with MITTLEMAN INVESTMENT MANAGEMENT, LLC.

How does Philip Charles Mittleman charge for services?

Philip Charles Mittleman's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MITTLEMAN INVESTMENT MANAGEMENT, LLC?

MITTLEMAN INVESTMENT MANAGEMENT, LLC has approximately 5 employees and manages $93M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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