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David Vincent Settanni

SUTTON PLACE INVESTORS LLC·KATONAH, New York
SIE, Series 7, Series 66CFAClean record12 years registeredSUTTON PLACE INVESTORS LLC
6 SUTTON PLACE, KATONAH, NY 10536CRD# 5559889Firm CRD# 298989

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Vincent Settanni · KATONAH, NY
Registration
CRD #5559889 · SUTTON PLACE INVESTORS LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

SETTANNI FINANCIAL LLC
Oct 2020 – present
CETERA INVESTMENT ADVISERS LLC
May 2014 – Dec 2018
KATONAH, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · May 27, 2014
Years registered · 12
Professional designation · CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SUTTON PLACE INVESTORS LLC
CRD 298989 · SEC 801-114219
AUM
$231M
Regulatory assets under management
Employees
5
357 client accounts
Services offered by SUTTON PLACE INVESTORS LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SUTTON PLACE INVESTORS LLC →
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05

Frequently Asked Questions

What services does David Vincent Settanni offer?
David Vincent Settanni specializes in Financial Planning, Investment Management. Contact their office in KATONAH, New York for a consultation.
What are David Vincent Settanni's credentials?
David Vincent Settanni holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is David Vincent Settanni located?
David Vincent Settanni is based in KATONAH, New York, working with SUTTON PLACE INVESTORS LLC. Their office serves clients in the KATONAH metropolitan area and surrounding communities.
How does David Vincent Settanni charge for services?
David Vincent Settanni's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SUTTON PLACE INVESTORS LLC?
SUTTON PLACE INVESTORS LLC has approximately 5 employees and manages $231M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Donato Settanni
KATONAH, NY

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