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David Vincent Settanni

SUTTON PLACE INVESTORS LLC·KATONAH, New York
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6 SUTTON PLACE, KATONAH, NY 10536CRD# 5559889Firm CRD# 298989
01

About

David Vincent Settanni is a registered financial advisor based in KATONAH, New York, affiliated with SUTTON PLACE INVESTORS LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SUTTON PLACE INVESTORS LLC
SETTANNI FINANCIAL LLC
AUM
$231M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at SUTTON PLACE INVESTORS LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5559889
Firm CRD# 298989
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David Vincent Settanni offer?
David Vincent Settanni specializes in Financial Planning, Investment Management. Contact their office in KATONAH, New York for a consultation.
What are David Vincent Settanni's credentials?
David Vincent Settanni is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Vincent Settanni located?
David Vincent Settanni is based in KATONAH, New York, working with SUTTON PLACE INVESTORS LLC. Their office serves clients in the KATONAH metropolitan area and surrounding communities.
How does David Vincent Settanni charge for services?
David Vincent Settanni's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SUTTON PLACE INVESTORS LLC?
SUTTON PLACE INVESTORS LLC has approximately 5 employees and manages $231M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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