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Michael Tom

POINT B PLANNING, LLC·KATONAH, New York
Clean record4 years registeredPOINT B PLANNING, LLC
23 PARKWAY, KATONAH, NY 10536CRD# 2963123Firm CRD# 172961

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Tom · KATONAH, NY
Registration
CRD #2963123 · POINT B PLANNING, LLC · 4 years registered
Brand Profile
Not yet started
01

Career History

ATWOB
Oct 2021 – present
02

Registrations & Exams

Registration record
First registered · October 31, 2021
Years registered · 4
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
POINT B PLANNING, LLC
CRD 172961 · SEC 801-118588
AUM
$74M
Regulatory assets under management
Employees
3
225 client accounts
Services offered by POINT B PLANNING, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at POINT B PLANNING, LLC →
Introduction

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05

Frequently Asked Questions

What services does Michael Tom offer?
Michael Tom specializes in Financial Planning, Investment Management. Contact their office in KATONAH, New York for a consultation.
What are Michael Tom's credentials?
Michael Tom is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Tom located?
Michael Tom is based in KATONAH, New York, working with POINT B PLANNING, LLC. Their office serves clients in the KATONAH metropolitan area and surrounding communities.
How does Michael Tom charge for services?
Michael Tom's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is POINT B PLANNING, LLC?
POINT B PLANNING, LLC has approximately 3 employees and manages $74M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Richard Todd Rebori
KATONAH, NY

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