Unclaimed Profile

Michael Tom

POINT B PLANNING, LLC·KATONAH, New York

Clean recordPOINT B PLANNING, LLC

23 PARKWAY, KATONAH, NY 10536CRD# 2963123Firm CRD# 172961

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Tom · KATONAH, NY

Registration

CRD #2963123 · POINT B PLANNING, LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Michael Tom is a registered financial advisor based in KATONAH, New York, affiliated with POINT B PLANNING, LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

POINT B PLANNING, LLC

ATWOB

AUM

$74M

Regulatory assets under management

Employees

Total firm employees

View all advisors at POINT B PLANNING, LLC →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 2963123

Firm CRD# 172961

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Michael Tom offer?

Michael Tom specializes in Financial Planning, Investment Management. Contact their office in KATONAH, New York for a consultation.

What are Michael Tom's credentials?

Michael Tom is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Tom located?

Michael Tom is based in KATONAH, New York, working with POINT B PLANNING, LLC. Their office serves clients in the KATONAH metropolitan area and surrounding communities.

How does Michael Tom charge for services?

Michael Tom's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is POINT B PLANNING, LLC?

POINT B PLANNING, LLC has approximately 3 employees and manages $74M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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