Unclaimed Profile

David Adam Oring

HOLLOW BROOK WEALTH MANAGEMENT LLC·KATONAH, New York

Series 7, Series 63Clean record17 years registeredHOLLOW BROOK WEALTH MANAGEMENT LLC

152 BEDFORD ROAD, KATONAH, NY 10536CRD# 2522864Firm CRD# 145521

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Adam Oring · KATONAH, NY

Registration

CRD #2522864 · HOLLOW BROOK WEALTH MANAGEMENT LLC · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HOLLOW BROOK WEALTH MANAGEMENT LLC

HOLLOW BROOK WEALTH MANAGEMENT LLC

Jan 2009 – Apr 2024

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Registration record

First registered · January 5, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HOLLOW BROOK WEALTH MANAGEMENT LLC

CRD 145521 · SEC 801-68599

AUM

$1.0B

Regulatory assets under management

Employees

456 client accounts

Services offered by HOLLOW BROOK WEALTH MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HOLLOW BROOK WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does David Adam Oring offer?

David Adam Oring specializes in Financial Planning, Investment Management, Wealth Management.

What are David Adam Oring's credentials?

David Adam Oring is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Adam Oring located?

David Adam Oring is based in KATONAH, New York, last registered with HOLLOW BROOK WEALTH MANAGEMENT LLC.

How does David Adam Oring charge for services?

David Adam Oring's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HOLLOW BROOK WEALTH MANAGEMENT LLC?

HOLLOW BROOK WEALTH MANAGEMENT LLC has approximately 13 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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