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Philip Ernst Richter

HOLLOW BROOK WEALTH MANAGEMENT LLC·KATONAH, New York
Series 7, Series 65, Series 66Clean record2 years registeredHOLLOW BROOK WEALTH MANAGEMENT LLC
152 BEDFORD ROAD, KATONAH, NY 10536CRD# 4881470Firm CRD# 145521

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Philip Ernst Richter · KATONAH, NY
Registration
CRD #4881470 · HOLLOW BROOK WEALTH MANAGEMENT LLC · 2 years registered
Brand Profile
Not yet started
01

Career History

HOLLOW BROOK WEALTH MANAGEMENT LLC
Apr 2024 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 65
Series 66
Registration record
First registered · April 17, 2024
Years registered · 2
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HOLLOW BROOK WEALTH MANAGEMENT LLC
CRD 145521 · SEC 801-68599
AUM
$1.0B
Regulatory assets under management
Employees
13
456 client accounts
Services offered by HOLLOW BROOK WEALTH MANAGEMENT LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at HOLLOW BROOK WEALTH MANAGEMENT LLC →
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05

Frequently Asked Questions

What services does Philip Ernst Richter offer?
Philip Ernst Richter specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in KATONAH, New York for a consultation.
What are Philip Ernst Richter's credentials?
Philip Ernst Richter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Philip Ernst Richter located?
Philip Ernst Richter is based in KATONAH, New York, working with HOLLOW BROOK WEALTH MANAGEMENT LLC. Their office serves clients in the KATONAH metropolitan area and surrounding communities.
How does Philip Ernst Richter charge for services?
Philip Ernst Richter's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HOLLOW BROOK WEALTH MANAGEMENT LLC?
HOLLOW BROOK WEALTH MANAGEMENT LLC has approximately 13 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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KATONAH, NY

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