Unclaimed Profile

James Robert Brown

DHK FINANCIAL ADVISORS INC·PORTSMOUTH, New Hampshire

SIE, Series 6, Series 6TO, Series 7, Series 63, Series 65Clean record15 years registeredDHK FINANCIAL ADVISORS INC

3 GREENLEAF WOODS DRIVE, PORTSMOUTH, NH 03801CRD# 2494851Firm CRD# 106126

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Robert Brown · PORTSMOUTH, NH

Registration

CRD #2494851 · DHK FINANCIAL ADVISORS INC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DHK FINANCIAL ADVISORS INC

LPL FINANCIAL LLC

May 2022 – Sep 2022

Manchester, NH

CUNA BROKERAGE SERVICES, INC.

Apr 2021 – May 2022

Manchester, NH

DHK FINANCIAL ADVISORS INC

Jul 2012 – Mar 2021

PORTSMOUTH, NH

R.A. PETERSON ASSOCIATES, LLC

Jan 2011 – Mar 2012

YORK HARBOR, ME

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 6TO

Series 7

Series 63

Series 65

Registration record

First registered · January 18, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DHK FINANCIAL ADVISORS INC

CRD 106126 · SEC 801-44524

AUM

$1.5B

Regulatory assets under management

Employees

190 client accounts

Services offered by DHK FINANCIAL ADVISORS INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DHK FINANCIAL ADVISORS INC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PORTSMOUTH?

Browse all registered financial advisors in PORTSMOUTH, New Hampshire or claim this profile if it's yours.

Browse PORTSMOUTH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Robert Brown offer?

James Robert Brown specializes in Investment Management, Wealth Management.

What are James Robert Brown's credentials?

James Robert Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Robert Brown located?

James Robert Brown is based in PORTSMOUTH, New Hampshire, last registered with DHK FINANCIAL ADVISORS INC.

How does James Robert Brown charge for services?

James Robert Brown's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DHK FINANCIAL ADVISORS INC?

DHK FINANCIAL ADVISORS INC has approximately 5 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →