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Timothy William Dempsey

DHK FINANCIAL ADVISORS INC·PORTSMOUTH, New Hampshire
Series 7, Series 63Clean record32 years registeredDHK FINANCIAL ADVISORS INC
3 GREENLEAF WOODS DRIVE, PORTSMOUTH, NH 03801CRD# 1800163Firm CRD# 106126

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Timothy William Dempsey · PORTSMOUTH, NH
Registration
CRD #1800163 · DHK FINANCIAL ADVISORS INC · 32 years registered
Brand Profile
Not yet started
01

Career History

Sep 1993Sep 2025
PORTSMOUTH, NH
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · September 13, 1993
Years registered · 32
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DHK FINANCIAL ADVISORS INC
CRD 106126 · SEC 801-44524
AUM
$1.5B
Regulatory assets under management
Employees
5
190 client accounts
Services offered by DHK FINANCIAL ADVISORS INC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Introduction

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05

Frequently Asked Questions

What services does Timothy William Dempsey offer?
Timothy William Dempsey specializes in Investment Management, Wealth Management. Contact their office in PORTSMOUTH, New Hampshire for a consultation.
What are Timothy William Dempsey's credentials?
Timothy William Dempsey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Timothy William Dempsey located?
Timothy William Dempsey is based in PORTSMOUTH, New Hampshire, working with DHK FINANCIAL ADVISORS INC. Their office serves clients in the PORTSMOUTH metropolitan area and surrounding communities.
How does Timothy William Dempsey charge for services?
Timothy William Dempsey's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DHK FINANCIAL ADVISORS INC?
DHK FINANCIAL ADVISORS INC has approximately 5 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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