Unclaimed Profile

Sarah Serling Clapp

CHARTER OAK CAPITAL MANAGEMENT, LLC·PORTSMOUTH, New Hampshire

SIE, Series 7, Series 66Clean record15 years registeredCHARTER OAK CAPITAL MANAGEMENT, LLC

TWO INTERNATIONAL DRIVE, PORTSMOUTH, NH 03801CRD# 5884280Firm CRD# 120870

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sarah Serling Clapp · PORTSMOUTH, NH

Registration

CRD #5884280 · CHARTER OAK CAPITAL MANAGEMENT, LLC · 15 years registered

Brand Profile

Not yet started

Career History

MERCER GLOBAL ADVISORS INC.

Apr 2026 – present

CHARTER OAK CAPITAL MANAGEMENT

Nov 2015 – present

MORGAN STANLEY

Apr 2011 – Nov 2014

PORTSMOUTH, NH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 11, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CHARTER OAK CAPITAL MANAGEMENT, LLC

CRD 120870 · SEC 801-64808

AUM

$1.1B

Regulatory assets under management

Employees

4,048 client accounts

Services offered by CHARTER OAK CAPITAL MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CHARTER OAK CAPITAL MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Sarah Serling Clapp offer?

Sarah Serling Clapp specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PORTSMOUTH, New Hampshire for a consultation.

What are Sarah Serling Clapp's credentials?

Sarah Serling Clapp is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sarah Serling Clapp located?

Sarah Serling Clapp is based in PORTSMOUTH, New Hampshire, working with CHARTER OAK CAPITAL MANAGEMENT, LLC. Their office serves clients in the PORTSMOUTH metropolitan area and surrounding communities.

How does Sarah Serling Clapp charge for services?

Sarah Serling Clapp's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHARTER OAK CAPITAL MANAGEMENT, LLC?

CHARTER OAK CAPITAL MANAGEMENT, LLC has approximately 22 employees and manages $1.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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