Unclaimed Profile

Charles David Brown

DHK FINANCIAL ADVISORS INC·PORTSMOUTH, New Hampshire

Series 7, Series 63, Series 65Clean record17 years registeredDHK FINANCIAL ADVISORS INC

3 GREENLEAF WOODS DRIVE, PORTSMOUTH, NH 03801CRD# 2934793Firm CRD# 106126

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles David Brown · PORTSMOUTH, NH

Registration

CRD #2934793 · DHK FINANCIAL ADVISORS INC · 17 years registered

Brand Profile

Not yet started

Career History

INTEGRATED ADVISORS NETWORK LLC

Aug 2022 – present

DHK FINANCIAL ADVISORS INC

Feb 2016 – Aug 2022

Boston, MA

FIDUCIARY WEALTH PARTNERS, LLC

Feb 2016 – Feb 2016

BOSTON, MA

WINDHAVEN INVESTMENT MANAGEMENT, INC.

Nov 2010 – May 2015

BOSTON, MA

WINDWARD INVESTMENT MANAGEMENT INC

Apr 2009 – Nov 2010

BOSTON, MA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · April 24, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DHK FINANCIAL ADVISORS INC

CRD 106126 · SEC 801-44524

AUM

$1.5B

Regulatory assets under management

Employees

190 client accounts

Services offered by DHK FINANCIAL ADVISORS INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at DHK FINANCIAL ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does Charles David Brown offer?

Charles David Brown specializes in Investment Management, Wealth Management. Contact their office in PORTSMOUTH, New Hampshire for a consultation.

What are Charles David Brown's credentials?

Charles David Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Charles David Brown located?

Charles David Brown is based in PORTSMOUTH, New Hampshire, working with DHK FINANCIAL ADVISORS INC. Their office serves clients in the PORTSMOUTH metropolitan area and surrounding communities.

How does Charles David Brown charge for services?

Charles David Brown's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DHK FINANCIAL ADVISORS INC?

DHK FINANCIAL ADVISORS INC has approximately 5 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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