Unclaimed Profile

Lisa Anne Dugan

SECURE PLANNING, LLC·PORTSMOUTH, New Hampshire

SIE, Series 6, Series 7, Series 24, Series 63, Series 99TOCFPClean record18 years registeredSECURE PLANNING, LLC

42 MIDDLE ST, PORTSMOUTH, NH 03801CRD# 2979629Firm CRD# 42179

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lisa Anne Dugan · PORTSMOUTH, NH

Registration

CRD #2979629 · SECURE PLANNING, LLC · 18 years registered

Brand Profile

Not yet started

Career History

SECURE PLANNING

Nov 2007 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 99TO

Registration record

First registered · November 16, 2007

Years registered · 18

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SECURE PLANNING, LLC

CRD 42179 · SEC 801-55630

AUM

$163M

Regulatory assets under management

Employees

822 client accounts

Services offered by SECURE PLANNING, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SECURE PLANNING, LLC →

Introduction

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Frequently Asked Questions

What services does Lisa Anne Dugan offer?

Lisa Anne Dugan specializes in Financial Planning, Investment Management. Contact their office in PORTSMOUTH, New Hampshire for a consultation.

What are Lisa Anne Dugan's credentials?

Lisa Anne Dugan holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Lisa Anne Dugan located?

Lisa Anne Dugan is based in PORTSMOUTH, New Hampshire, working with SECURE PLANNING, LLC. Their office serves clients in the PORTSMOUTH metropolitan area and surrounding communities.

How does Lisa Anne Dugan charge for services?

Lisa Anne Dugan's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SECURE PLANNING, LLC?

SECURE PLANNING, LLC has approximately 6 employees and manages $163M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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