Unclaimed Profile

James Hilton Thomas

AXOS INVEST, INC·LAS VEGAS, Nevada

SIE, Series 7TO, Series 66CFAClean record6 years registeredAXOS INVEST, INC

9205 W RUSSELL ROAD, LAS VEGAS, NV 89148CRD# 7172635Firm CRD# 150953

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Hilton Thomas · LAS VEGAS, NV

Registration

CRD #7172635 · AXOS INVEST, INC · 6 years registered

Brand Profile

Not yet started

Career History

AXOS INVEST, INC

Sep 2019 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 66

Registration record

First registered · September 16, 2019

Years registered · 6

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AXOS INVEST, INC

CRD 150953 · SEC 801-79951

AUM

$143M

Regulatory assets under management

Employees

18,834 client accounts

Services offered by AXOS INVEST, INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AXOS INVEST, INC →

Introduction

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Frequently Asked Questions

What services does James Hilton Thomas offer?

James Hilton Thomas specializes in Investment Management. Contact their office in LAS VEGAS, Nevada for a consultation.

What are James Hilton Thomas's credentials?

James Hilton Thomas holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Hilton Thomas located?

James Hilton Thomas is based in LAS VEGAS, Nevada, working with AXOS INVEST, INC. Their office serves clients in the LAS VEGAS metropolitan area and surrounding communities.

How does James Hilton Thomas charge for services?

James Hilton Thomas's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AXOS INVEST, INC?

AXOS INVEST, INC has approximately 13 employees and manages $143M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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