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Todd Charles Bauman

BAUMAN ADVISORY GROUP, LLC·LAS VEGAS, Nevada
Unclaimed Profile
10501 W GOWAN RD, LAS VEGAS, NV 89129CRD# 2605865Firm CRD# 153061
01

About

Todd Charles Bauman is a registered financial advisor based in LAS VEGAS, Nevada, affiliated with BAUMAN ADVISORY GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Client Types
Individuals
03

Firm Overview

Firm
BAUMAN ADVISORY GROUP, LLC
BAUMAN WEALTH ADVISORS
AUM
$105M
Regulatory assets under management
Employees
4
Total firm employees
Services
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Other: REFERRAL FEES
Regulatory
SEC/IARD CRD# 2605865
Firm CRD# 153061
1 disclosure on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Todd Charles Bauman offer?
Todd Charles Bauman specializes in Investment Management. Contact their office in LAS VEGAS, Nevada for a consultation.
What are Todd Charles Bauman's credentials?
Todd Charles Bauman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Todd Charles Bauman located?
Todd Charles Bauman is based in LAS VEGAS, Nevada, working with BAUMAN ADVISORY GROUP, LLC. Their office serves clients in the LAS VEGAS metropolitan area and surrounding communities.
How does Todd Charles Bauman charge for services?
Todd Charles Bauman's firm is compensated through percentage of aum, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BAUMAN ADVISORY GROUP, LLC?
BAUMAN ADVISORY GROUP, LLC has approximately 4 employees and manages $105M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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