Unclaimed Profile

Jeffrey Kent Plummer

AXOS INVEST, INC·LAS VEGAS, Nevada

SIE, Series 3, Series 4, Series 7, Series 24, Series 27, Series 63Clean recordAXOS INVEST, INC

9205 W RUSSELL ROAD, LAS VEGAS, NV 89148CRD# 4576783Firm CRD# 150953

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Kent Plummer · LAS VEGAS, NV

Registration

CRD #4576783 · AXOS INVEST, INC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 7

Series 24

Series 27

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AXOS INVEST, INC

CRD 150953 · SEC 801-79951

AUM

$143M

Regulatory assets under management

Employees

18,834 client accounts

Services offered by AXOS INVEST, INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AXOS INVEST, INC →

Introduction

Speak with Jeffrey

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Jeffrey is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LAS VEGAS?

Browse all registered financial advisors in LAS VEGAS, Nevada or claim this profile if it's yours.

Browse LAS VEGAS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Jeffrey Kent Plummer offer?

Jeffrey Kent Plummer specializes in Investment Management. Contact their office in LAS VEGAS, Nevada for a consultation.

What are Jeffrey Kent Plummer's credentials?

Jeffrey Kent Plummer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Kent Plummer located?

Jeffrey Kent Plummer is based in LAS VEGAS, Nevada, working with AXOS INVEST, INC. Their office serves clients in the LAS VEGAS metropolitan area and surrounding communities.

How does Jeffrey Kent Plummer charge for services?

Jeffrey Kent Plummer's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AXOS INVEST, INC?

AXOS INVEST, INC has approximately 13 employees and manages $143M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →