Unclaimed Profile

Herbert Wilson Moore

WISEBANYAN, INC.·LAS VEGAS, Nevada

SIE, Series 4, Series 7, Series 14, Series 24, Series 63, Series 65, Series 99TO15 years registeredWISEBANYAN, INC.

9440 W. SAHARA AVE., LAS VEGAS, NV 89117CRD# 5051518Firm CRD# 150953

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Herbert Wilson Moore · LAS VEGAS, NV

Registration

CRD #5051518 · WISEBANYAN, INC. · 15 years registered

Brand Profile

Not yet started

Career History

OLIVE TREE RIDGE INVESTMENT ADVISORS

Sep 2022 – present

OLIVE TREE RIDGE INVESTMENT ADVISORS

Jan 2021 – Dec 2021

SHARON, CT

OLIVE TREE RIDGE INVESTMENT ADVISORS

Oct 2019 – Dec 2020

Sharon, CT

WISEBANYAN, INC.

Sep 2010 – Jul 2019

LAS VEGAS, NV

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · September 9, 2010

Years registered · 15

Disclosure History

2022Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AXOS INVEST, INC

CRD 150953 · SEC 801-79951

AUM

$143M

Regulatory assets under management

Employees

18,834 client accounts

Services offered by AXOS INVEST, INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AXOS INVEST, INC →

Introduction

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Frequently Asked Questions

What services does Herbert Wilson Moore offer?

Herbert Wilson Moore specializes in Investment Management. Contact their office in LAS VEGAS, Nevada for a consultation.

What are Herbert Wilson Moore's credentials?

Herbert Wilson Moore is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Herbert Wilson Moore located?

Herbert Wilson Moore is based in LAS VEGAS, Nevada, working with WISEBANYAN, INC.. Their office serves clients in the LAS VEGAS metropolitan area and surrounding communities.

How does Herbert Wilson Moore charge for services?

Herbert Wilson Moore's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WISEBANYAN, INC.?

WISEBANYAN, INC. has approximately 13 employees and manages $143M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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