Unclaimed Profile

Derrick Walsh

AXOS INVEST, INC·LAS VEGAS, Nevada

SIE, Series 7, Series 27, Series 66, Series 99TOClean record13 years registeredAXOS INVEST, INC

9205 W RUSSELL ROAD, LAS VEGAS, NV 89148CRD# 5945902Firm CRD# 150953

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Derrick Walsh · LAS VEGAS, NV

Registration

CRD #5945902 · AXOS INVEST, INC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: AXOS INVEST, INC

LPL FINANCIAL LLC

Jun 2013 – Jul 2013

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 27

Series 66

Series 99TO

Registration record

First registered · June 11, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

AXOS INVEST, INC

CRD 150953 · SEC 801-79951

AUM

$143M

Regulatory assets under management

Employees

18,834 client accounts

Services offered by AXOS INVEST, INC

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AXOS INVEST, INC →

Introduction

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Frequently Asked Questions

What services does Derrick Walsh offer?

Derrick Walsh specializes in Investment Management.

What are Derrick Walsh's credentials?

Derrick Walsh is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Derrick Walsh located?

Derrick Walsh is based in LAS VEGAS, Nevada, last registered with AXOS INVEST, INC.

How does Derrick Walsh charge for services?

Derrick Walsh's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AXOS INVEST, INC?

AXOS INVEST, INC has approximately 13 employees and manages $143M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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