Unclaimed Profile

Victor John Nesi

STIFEL, NICOLAUS & COMPANY, INCORPORATED·ST LOUIS, Missouri

SIE, Series 7, Series 24, Series 52TO, Series 63, Series 79TOClean recordSTIFEL, NICOLAUS & COMPANY, INCORPORATED

501 N BROADWAY, ST LOUIS, MO 63102CRD# 2503383Firm CRD# 793

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Victor John Nesi · ST LOUIS, MO

Registration

CRD #2503383 · STIFEL, NICOLAUS & COMPANY, INCORPORATED

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 63

Series 79TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD 793 · SEC 801-10746

AUM

$149.2B

Regulatory assets under management

Employees

6,534

348,524 client accounts

Services offered by STIFEL, NICOLAUS & COMPANY, INCORPORATED

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STIFEL, NICOLAUS & COMPANY, INCORPORATED →

Introduction

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Frequently Asked Questions

What services does Victor John Nesi offer?

Victor John Nesi specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ST LOUIS, Missouri for a consultation.

What are Victor John Nesi's credentials?

Victor John Nesi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Victor John Nesi located?

Victor John Nesi is based in ST LOUIS, Missouri, working with STIFEL, NICOLAUS & COMPANY, INCORPORATED. Their office serves clients in the ST LOUIS metropolitan area and surrounding communities.

How does Victor John Nesi charge for services?

Victor John Nesi's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STIFEL, NICOLAUS & COMPANY, INCORPORATED?

STIFEL, NICOLAUS & COMPANY, INCORPORATED has approximately 6534 employees and manages $149.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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