Unclaimed Profile

Douglas Wayne Noll

STIFEL INDEPENDENT ADVISORS, LLC·ST LOUIS, Missouri

SIE, Series 7, Series 8, Series 9, Series 10, Series 24, Series 27, Series 52TO, Series 53, Series 63, Series 65, Series 99TOClean record20 years registeredSTIFEL INDEPENDENT ADVISORS, LLC

501 N BROADWAY, ST LOUIS, MO 63102CRD# 1614129Firm CRD# 28218

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas Wayne Noll · ST LOUIS, MO

Registration

CRD #1614129 · STIFEL INDEPENDENT ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

STIFEL INDEPENDENT ADVISORS, LLC

Oct 2018 – present

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Dec 2005 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 9

Series 10

Series 24

Series 27

Series 52TO

Series 53

Series 63

Series 65

Series 99TO

Registration record

First registered · December 20, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STIFEL INDEPENDENT ADVISORS, LLC

CRD 28218 · SEC 801-43561

AUM

$3.6B

Regulatory assets under management

Employees

190

9,973 client accounts

Services offered by STIFEL INDEPENDENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STIFEL INDEPENDENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas Wayne Noll offer?

Douglas Wayne Noll specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST LOUIS, Missouri for a consultation.

What are Douglas Wayne Noll's credentials?

Douglas Wayne Noll is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas Wayne Noll located?

Douglas Wayne Noll is based in ST LOUIS, Missouri, working with STIFEL INDEPENDENT ADVISORS, LLC. Their office serves clients in the ST LOUIS metropolitan area and surrounding communities.

How does Douglas Wayne Noll charge for services?

Douglas Wayne Noll's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STIFEL INDEPENDENT ADVISORS, LLC?

STIFEL INDEPENDENT ADVISORS, LLC has approximately 190 employees and manages $3.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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