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Douglas Wayne Noll

STIFEL INDEPENDENT ADVISORS, LLC·ST LOUIS, Missouri
Unclaimed Profile
501 N BROADWAY, ST LOUIS, MO 63102CRD# 1614129Firm CRD# 28218
01

About

Douglas Wayne Noll is a registered financial advisor based in ST LOUIS, Missouri, affiliated with STIFEL INDEPENDENT ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
STIFEL INDEPENDENT ADVISORS, LLC
STIFEL INDEPENDENT ADVISORS, LLC
AUM
$3.6B
Regulatory assets under management
Employees
190
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 1614129
Firm CRD# 28218
3 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Douglas Wayne Noll offer?
Douglas Wayne Noll specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST LOUIS, Missouri for a consultation.
What are Douglas Wayne Noll's credentials?
Douglas Wayne Noll is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Douglas Wayne Noll located?
Douglas Wayne Noll is based in ST LOUIS, Missouri, working with STIFEL INDEPENDENT ADVISORS, LLC. Their office serves clients in the ST LOUIS metropolitan area and surrounding communities.
How does Douglas Wayne Noll charge for services?
Douglas Wayne Noll's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STIFEL INDEPENDENT ADVISORS, LLC?
STIFEL INDEPENDENT ADVISORS, LLC has approximately 190 employees and manages $3.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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