Unclaimed Profile

Richard Jay Himelfarb

STIFEL, NICOLAUS & COMPANY, INCORPORATED·ST LOUIS, Missouri

SIE, Series 7, Series 24, Series 63, Series 79TOClean record35 years registeredSTIFEL, NICOLAUS & COMPANY, INCORPORATED

501 N BROADWAY, ST LOUIS, MO 63102CRD# 1213788Firm CRD# 793

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Jay Himelfarb · ST LOUIS, MO

Registration

CRD #1213788 · STIFEL, NICOLAUS & COMPANY, INCORPORATED · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Dec 2005 – Sep 2022

LOUISVILLE, KY

LEGG MASON WOOD WALKER INC

Mar 1991 – Dec 2005

BALTIMORE, MD

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 79TO

Registration record

First registered · March 13, 1991

Years registered · 35

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD 793 · SEC 801-10746

AUM

$149.2B

Regulatory assets under management

Employees

6,534

348,524 client accounts

Services offered by STIFEL, NICOLAUS & COMPANY, INCORPORATED

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STIFEL, NICOLAUS & COMPANY, INCORPORATED →

Introduction

Speak with Richard Jay

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard Jay is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ST LOUIS?

Browse all registered financial advisors in ST LOUIS, Missouri or claim this profile if it's yours.

Browse ST LOUIS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard Jay Himelfarb offer?

Richard Jay Himelfarb specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Richard Jay Himelfarb's credentials?

Richard Jay Himelfarb is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Jay Himelfarb located?

Richard Jay Himelfarb is based in ST LOUIS, Missouri, last registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.

How does Richard Jay Himelfarb charge for services?

Richard Jay Himelfarb's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STIFEL, NICOLAUS & COMPANY, INCORPORATED?

STIFEL, NICOLAUS & COMPANY, INCORPORATED has approximately 6534 employees and manages $149.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →