Unclaimed Profile

James Francis Rowan

STIFEL INDEPENDENT ADVISORS, LLC·ST LOUIS, Missouri

SIE, Series 27, Series 99TOClean recordSTIFEL INDEPENDENT ADVISORS, LLC

501 N BROADWAY, ST LOUIS, MO 63102CRD# 1976998Firm CRD# 28218

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Francis Rowan · ST LOUIS, MO

Registration

CRD #1976998 · STIFEL INDEPENDENT ADVISORS, LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 27

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STIFEL INDEPENDENT ADVISORS, LLC

CRD 28218 · SEC 801-43561

AUM

$3.6B

Regulatory assets under management

Employees

190

9,973 client accounts

Services offered by STIFEL INDEPENDENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STIFEL INDEPENDENT ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does James Francis Rowan offer?

James Francis Rowan specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ST LOUIS, Missouri for a consultation.

What are James Francis Rowan's credentials?

James Francis Rowan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Francis Rowan located?

James Francis Rowan is based in ST LOUIS, Missouri, working with STIFEL INDEPENDENT ADVISORS, LLC. Their office serves clients in the ST LOUIS metropolitan area and surrounding communities.

How does James Francis Rowan charge for services?

James Francis Rowan's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STIFEL INDEPENDENT ADVISORS, LLC?

STIFEL INDEPENDENT ADVISORS, LLC has approximately 190 employees and manages $3.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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