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James Joseph Iii Schlafly

STIFEL, NICOLAUS & COMPANY, INCORPORATED·ST LOUIS, Missouri
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501 N BROADWAY, ST LOUIS, MO 63102CRD# 735541Firm CRD# 793
01

About

James Joseph Iii Schlafly is a registered financial advisor based in ST LOUIS, Missouri, affiliated with STIFEL, NICOLAUS & COMPANY, INCORPORATED. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
AUM
$149.2B
Regulatory assets under management
Employees
6534
Total firm employees
View all advisors at STIFEL, NICOLAUS & COMPANY, INCORPORATED →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
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Background

Compensation
Percentage of AUM
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 735541
Firm CRD# 793
14 disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Joseph Iii Schlafly offer?
James Joseph Iii Schlafly specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ST LOUIS, Missouri for a consultation.
What are James Joseph Iii Schlafly's credentials?
James Joseph Iii Schlafly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Joseph Iii Schlafly located?
James Joseph Iii Schlafly is based in ST LOUIS, Missouri, working with STIFEL, NICOLAUS & COMPANY, INCORPORATED. Their office serves clients in the ST LOUIS metropolitan area and surrounding communities.
How does James Joseph Iii Schlafly charge for services?
James Joseph Iii Schlafly's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STIFEL, NICOLAUS & COMPANY, INCORPORATED?
STIFEL, NICOLAUS & COMPANY, INCORPORATED has approximately 6534 employees and manages $149.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Missouri
KANSAS CITY (265)CLAYTON (125)SAINT LOUIS (108)CHESTERFIELD (78)SPRINGFIELD (54)
City Guides
KANSAS CITY GuideCLAYTON GuideSAINT LOUIS GuideCHESTERFIELD GuideSPRINGFIELD Guide
Research
Advisor Fees in MissouriNational Fee Analysis
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