STIFEL, NICOLAUS & COMPANY, INCORPORATED

ST LOUIS, Missouri·17 registered advisors·CRD# 793
SEC# 801-10746460314-342-2000
01

Firm Overview

AUM
$149.2B
Regulatory assets under management
Employees
6534
Total firm employees
Advisors
17
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Compensation
Percentage of AUM
Subscription fees
Commissions
03

Specialties

Financial PlanningInvestment ManagementRetirement PlanningWealth Management
04

Advisors at STIFEL, NICOLAUS & COMPANY, INCORPORATED

17 registered advisors
David Dean Sliney
ST LOUIS, Missouri
Franklin Seaton Jr Bennett
ST LOUIS, Missouri
Frederick Richard Schrick
ST LOUIS, Missouri
Garry Joseph Stegeland
ST LOUIS, Missouri
Gina Elizabeth Hyde
ST LOUIS, Missouri
Hugo John Iii Warns
ST LOUIS, Missouri
CFA
James Joseph Iii Schlafly
ST LOUIS, Missouri
John Gerald Olsen
ST LOUIS, Missouri
Matthew Richard Wischmeier
ST LOUIS, Missouri
CFP
Michael Francis Imhoff
ST LOUIS, Missouri
Patrick Rodgers Brooks
ST LOUIS, Missouri
Paul Joseph Ayd
ST LOUIS, Missouri
Richard Jay Himelfarb
ST LOUIS, Missouri
Stephen John Bushmann
ST LOUIS, Missouri
Thomas P Mulroy
ST LOUIS, Missouri
Thomas Richard Iv Kendrick
ST LOUIS, Missouri
Victor John Nesi
ST LOUIS, Missouri
05

Office Locations

ST LOUIS, Missouri
17 advisors

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Data sourced from SEC Form ADV filings. STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD# 793) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.