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Frederick Richard Schrick

STIFEL, NICOLAUS & COMPANY, INCORPORATED·ST LOUIS, Missouri
SIE, Series 27, Series 99TOClean recordSTIFEL, NICOLAUS & COMPANY, INCORPORATED
501 N BROADWAY, ST LOUIS, MO 63102CRD# 5636488Firm CRD# 793

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Frederick Richard Schrick · ST LOUIS, MO
Registration
CRD #5636488 · STIFEL, NICOLAUS & COMPANY, INCORPORATED
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 27
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
STIFEL, NICOLAUS & COMPANY, INCORPORATED
CRD 793 · SEC 801-10746
AUM
$149.2B
Regulatory assets under management
Employees
6,534
348,524 client accounts
Services offered by STIFEL, NICOLAUS & COMPANY, INCORPORATED
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at STIFEL, NICOLAUS & COMPANY, INCORPORATED →
Introduction

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Frequently Asked Questions

What services does Frederick Richard Schrick offer?
Frederick Richard Schrick specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ST LOUIS, Missouri for a consultation.
What are Frederick Richard Schrick's credentials?
Frederick Richard Schrick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Frederick Richard Schrick located?
Frederick Richard Schrick is based in ST LOUIS, Missouri, working with STIFEL, NICOLAUS & COMPANY, INCORPORATED. Their office serves clients in the ST LOUIS metropolitan area and surrounding communities.
How does Frederick Richard Schrick charge for services?
Frederick Richard Schrick's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STIFEL, NICOLAUS & COMPANY, INCORPORATED?
STIFEL, NICOLAUS & COMPANY, INCORPORATED has approximately 6534 employees and manages $149.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at STIFEL, NICOLAUS & COMPANY, INCORPORATED

Stephen John Bushmann
ST LOUIS, MO
Hugo John Iii Warns
ST LOUIS, MO
CFA
James Joseph Iii Schlafly
ST LOUIS, MO
Michael Francis Imhoff
ST LOUIS, MO
Richard Jay Himelfarb
ST LOUIS, MO
Thomas P Mulroy
ST LOUIS, MO

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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Missouri
KANSAS CITY (148)CLAYTON (77)CHESTERFIELD (69)SAINT LOUIS (65)SPRINGFIELD (36)MANCHESTER (20)COLUMBIA (18)ST. PETERS (16)JEFFERSON CITY (10)LEE'S SUMMIT (10)
City Guides
KANSAS CITY GuideCLAYTON GuideCHESTERFIELD GuideSAINT LOUIS GuideSPRINGFIELD Guide
Research
Advisor Fees in MissouriNational Fee Analysis
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