Unclaimed Profile

Franklin Seaton Jr Bennett

STIFEL, NICOLAUS & COMPANY, INCORPORATED·ST LOUIS, Missouri

Series 7, Series 24, Series 63, Series 65Clean record23 years registeredSTIFEL, NICOLAUS & COMPANY, INCORPORATED

501 N BROADWAY, ST LOUIS, MO 63102CRD# 3104054Firm CRD# 793

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Franklin Seaton Jr Bennett · ST LOUIS, MO

Registration

CRD #3104054 · STIFEL, NICOLAUS & COMPANY, INCORPORATED · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED

STIFEL INDEPENDENT ADVISORS, LLC

Oct 2021 – Dec 2025

Poland, OH

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Sep 2021 – Dec 2025

CANFIELD, OH

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Aug 2009 – Nov 2009

BOARDMAN, OH

BUTLER, WICK & CO., INC.

Jun 2003 – Jun 2009

YOUNGSTOWN, OH

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · June 6, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STIFEL, NICOLAUS & COMPANY, INCORPORATED

CRD 793 · SEC 801-10746

AUM

$149.2B

Regulatory assets under management

Employees

6,534

348,524 client accounts

Services offered by STIFEL, NICOLAUS & COMPANY, INCORPORATED

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at STIFEL, NICOLAUS & COMPANY, INCORPORATED →

Introduction

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Frequently Asked Questions

What services does Franklin Seaton Jr Bennett offer?

Franklin Seaton Jr Bennett specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Franklin Seaton Jr Bennett's credentials?

Franklin Seaton Jr Bennett is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Franklin Seaton Jr Bennett located?

Franklin Seaton Jr Bennett is based in ST LOUIS, Missouri, last registered with STIFEL, NICOLAUS & COMPANY, INCORPORATED.

How does Franklin Seaton Jr Bennett charge for services?

Franklin Seaton Jr Bennett's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STIFEL, NICOLAUS & COMPANY, INCORPORATED?

STIFEL, NICOLAUS & COMPANY, INCORPORATED has approximately 6534 employees and manages $149.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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