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Robert Steven Oldham

MAINSTREET RIA LLC·O'FALLON, Missouri
SIE, Series 7, Series 24, Series 51, Series 63, Series 65Clean record26 years registeredMAINSTREET RIA LLC
6700 KEATON CORPORATE PARKWAY, O'FALLON, MO 63368CRD# 2288379Firm CRD# 309150

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Robert Steven Oldham · O'FALLON, MO
Registration
CRD #2288379 · MAINSTREET RIA LLC · 26 years registered
Brand Profile
Not yet started
01

Career History

MAINSTREET RIA LLC
Jul 2020 – present
CAPITAL MANAGEMENT SERVICES, INC.
Aug 2019 – Oct 2020
Ofallon, MO
VALIC FINANCIAL ADVISORS, INC.
Apr 2012 – Aug 2019
ST. LOUIS, MO
LPL FINANCIAL LLC
Dec 2002 – Apr 2012
CHESTERFIELD, MO
MERRILL LYNCH PIERCE FENNER & SMITH INC.
Sep 1999 – Dec 2002
ST PETERS, MO
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 51
Series 63
Series 65
Registration record
First registered · September 29, 1999
Years registered · 26
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MAINSTREET RIA LLC
CRD 309150 · SEC 801-121454
AUM
$375M
Regulatory assets under management
Employees
3
136 client accounts
Services offered by MAINSTREET RIA LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at MAINSTREET RIA LLC →
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Frequently Asked Questions

What services does Robert Steven Oldham offer?
Robert Steven Oldham specializes in Financial Planning, Investment Management. Contact their office in O'FALLON, Missouri for a consultation.
What are Robert Steven Oldham's credentials?
Robert Steven Oldham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Robert Steven Oldham located?
Robert Steven Oldham is based in O'FALLON, Missouri, working with MAINSTREET RIA LLC. Their office serves clients in the O'FALLON metropolitan area and surrounding communities.
How does Robert Steven Oldham charge for services?
Robert Steven Oldham's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MAINSTREET RIA LLC?
MAINSTREET RIA LLC has approximately 3 employees and manages $375M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MAINSTREET RIA LLC

Nicholas S Oldham
O'FALLON, MO
CFP
Richard Lee Counts
O'FALLON, MO

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Missouri
ST. LOUIS (349)KANSAS CITY (148)CLAYTON (77)CHESTERFIELD (69)SAINT LOUIS (65)SPRINGFIELD (36)MANCHESTER (20)COLUMBIA (18)ST. PETERS (16)JEFFERSON CITY (10)
City Guides
ST. LOUIS GuideKANSAS CITY GuideCLAYTON GuideCHESTERFIELD GuideSAINT LOUIS Guide
Research
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