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Richard Lee Counts

MAINSTREET RIA LLC·O'FALLON, Missouri
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6700 KEATON CORPORATE PARKWAY, O'FALLON, MO 63368CRD# 2428369Firm CRD# 309150
01

About

Richard Lee Counts is a registered financial advisor based in O'FALLON, Missouri, affiliated with MAINSTREET RIA LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
MAINSTREET RIA LLC
MAINSTREET RIA LLC
AUM
$375M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at MAINSTREET RIA LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 2428369
Firm CRD# 309150
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Richard Lee Counts offer?
Richard Lee Counts specializes in Financial Planning, Investment Management. Contact their office in O'FALLON, Missouri for a consultation.
What are Richard Lee Counts's credentials?
Richard Lee Counts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Lee Counts located?
Richard Lee Counts is based in O'FALLON, Missouri, working with MAINSTREET RIA LLC. Their office serves clients in the O'FALLON metropolitan area and surrounding communities.
How does Richard Lee Counts charge for services?
Richard Lee Counts's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MAINSTREET RIA LLC?
MAINSTREET RIA LLC has approximately 3 employees and manages $375M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in O'FALLON
Robert Steven Oldham — MAINSTREET RIA LLCNicholas S Oldham — MAINSTREET RIA LLC
Nearby cities in Missouri
ST. LOUIS (594)KANSAS CITY (265)CLAYTON (125)SAINT LOUIS (108)CHESTERFIELD (78)
City Guides
ST. LOUIS GuideKANSAS CITY GuideCLAYTON GuideSAINT LOUIS GuideCHESTERFIELD Guide
Research
Advisor Fees in MissouriNational Fee Analysis
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