Unclaimed Profile

Nicholas S Oldham

MAINSTREET RIA LLC·O'FALLON, Missouri

SIE, Series 7, Series 66CFPClean record18 years registeredMAINSTREET RIA LLC

6700 KEATON CORPORATE PARKWAY, O'FALLON, MO 63368CRD# 5379115Firm CRD# 309150

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas S Oldham · O'FALLON, MO

Registration

CRD #5379115 · MAINSTREET RIA LLC · 18 years registered

Brand Profile

Not yet started

Career History

MAINSTREET RIA LLC

Mar 2021 – present

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Feb 2018 – Feb 2021

CHESTERFIELD, MO

VALIC FINANCIAL ADVISORS, INC.

Apr 2012 – Jan 2017

ST. LOUIS, MO

LPL FINANCIAL LLC

Jul 2008 – Jan 2012

CHESTERFIELD, MO

AIG RETIREMENT ADVISORS, INC.

Jan 2008 – Jun 2008

ST. LOUIS, MO

LPL FINANCIAL CORPORATION

Jan 2008 – Jan 2008

CHESTERFIELD, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 22, 2008

Years registered · 18

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MAINSTREET RIA LLC

CRD 309150 · SEC 801-121454

AUM

$375M

Regulatory assets under management

Employees

136 client accounts

Services offered by MAINSTREET RIA LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

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Introduction

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Frequently Asked Questions

What services does Nicholas S Oldham offer?

Nicholas S Oldham specializes in Financial Planning, Investment Management. Contact their office in O'FALLON, Missouri for a consultation.

What are Nicholas S Oldham's credentials?

Nicholas S Oldham holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Nicholas S Oldham located?

Nicholas S Oldham is based in O'FALLON, Missouri, working with MAINSTREET RIA LLC. Their office serves clients in the O'FALLON metropolitan area and surrounding communities.

How does Nicholas S Oldham charge for services?

Nicholas S Oldham's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MAINSTREET RIA LLC?

MAINSTREET RIA LLC has approximately 3 employees and manages $375M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Nearby cities in Missouri

ST. LOUIS (349)KANSAS CITY (148)CLAYTON (77)CHESTERFIELD (69)SAINT LOUIS (65)SPRINGFIELD (36)MANCHESTER (20)COLUMBIA (18)ST. PETERS (16)JEFFERSON CITY (10)

City Guides

ST. LOUIS Guide KANSAS CITY Guide CLAYTON Guide CHESTERFIELD Guide SAINT LOUIS Guide

Research

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