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Nicholas S Oldham

MAINSTREET RIA LLC·O'FALLON, Missouri
Clean recordMAINSTREET RIA LLC
6700 KEATON CORPORATE PARKWAY, O'FALLON, MO 63368CRD# 5379115Firm CRD# 309150

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Nicholas S Oldham · O'FALLON, MO
Registration
CRD #5379115 · MAINSTREET RIA LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Nicholas S Oldham is a registered financial advisor based in O'FALLON, Missouri, affiliated with MAINSTREET RIA LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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03

Firm Overview

Firm
MAINSTREET RIA LLC
MAINSTREET RIA LLC
AUM
$375M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at MAINSTREET RIA LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 5379115
Firm CRD# 309150
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Nicholas S Oldham offer?
Nicholas S Oldham specializes in Financial Planning, Investment Management. Contact their office in O'FALLON, Missouri for a consultation.
What are Nicholas S Oldham's credentials?
Nicholas S Oldham is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Nicholas S Oldham located?
Nicholas S Oldham is based in O'FALLON, Missouri, working with MAINSTREET RIA LLC. Their office serves clients in the O'FALLON metropolitan area and surrounding communities.
How does Nicholas S Oldham charge for services?
Nicholas S Oldham's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MAINSTREET RIA LLC?
MAINSTREET RIA LLC has approximately 3 employees and manages $375M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MAINSTREET RIA LLC

Robert Steven Oldham
O'FALLON, MO
Richard Lee Counts
O'FALLON, MO

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Missouri
ST. LOUIS (594)KANSAS CITY (265)CLAYTON (125)SAINT LOUIS (108)CHESTERFIELD (78)SPRINGFIELD (54)MANCHESTER (37)COLUMBIA (31)JEFFERSON CITY (19)ST. PETERS (16)
City Guides
ST. LOUIS GuideKANSAS CITY GuideCLAYTON GuideSAINT LOUIS GuideCHESTERFIELD Guide
Research
Advisor Fees in MissouriNational Fee Analysis
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