Unclaimed Profile

Tyler Stephen Hoffmann

CONVERGENCE FINANCIAL, LLC·COLUMBIA, Missouri

SIE, Series 7, Series 9, Series 10, Series 63, Series 66Clean record9 years registeredCONVERGENCE FINANCIAL, LLC

3919 S. PROVIDENCE ROAD, COLUMBIA, MO 65203CRD# 5684883Firm CRD# 304146

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tyler Stephen Hoffmann · COLUMBIA, MO

Registration

CRD #5684883 · CONVERGENCE FINANCIAL, LLC · 9 years registered

Brand Profile

Not yet started

Career History

CONVERGENCE FINANCIAL

Feb 2021 – present

LPL FINANCIAL LLC

Jan 2021 – present

TD AMERITRADE, INC.

Feb 2018 – Jan 2021

CHESTERFIELD, MO

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

Feb 2018 – Dec 2020

COLUMBIA, MO

SCOTTRADE INVESTMENT MANAGEMENT

Feb 2017 – Feb 2018

SAINT LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · February 3, 2017

Years registered · 9

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONVERGENCE FINANCIAL, LLC

CRD 304146 · SEC 801-116738

AUM

$422M

Regulatory assets under management

Employees

2,651 client accounts

Services offered by CONVERGENCE FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CONVERGENCE FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Tyler Stephen Hoffmann offer?

Tyler Stephen Hoffmann specializes in Financial Planning, Investment Management. Contact their office in COLUMBIA, Missouri for a consultation.

What are Tyler Stephen Hoffmann's credentials?

Tyler Stephen Hoffmann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tyler Stephen Hoffmann located?

Tyler Stephen Hoffmann is based in COLUMBIA, Missouri, working with CONVERGENCE FINANCIAL, LLC. Their office serves clients in the COLUMBIA metropolitan area and surrounding communities.

How does Tyler Stephen Hoffmann charge for services?

Tyler Stephen Hoffmann's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONVERGENCE FINANCIAL, LLC?

CONVERGENCE FINANCIAL, LLC has approximately 18 employees and manages $422M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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